Compliance

July 20, 2017

Sears Holdings Faces Stock Drop Lawsuit

The lawsuit alleges that even if the plan required that Sears Stock be offered, the plan’s fiduciaries were obligated by law to disregard that directive once it became clear company stock was no longer a prudent investment for the plan.

July 06, 2017

IRS Changes Pre-Approved Plan Opinion Letter Program

The IRS says it is modifying its historic approach to pre-approved plans in order to encourage employers that currently maintain individually designed plans to convert to the pre-approved format.

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