Bodtke & Stewart, CPA
FIRM INFORMATION 8919 N. Knoxville, 2 Floor, Peoria, IL 61615
Jim Bodtke, CEBS, (309) 691-7414, jbodtke@bodtkestewart.com
bodtkestewart.comBUSINESS PROFILEYear established:
1981National or local TPA:
LocalAre you a producing TPA or a 'non-producing TPA'?
Non-producingDC recordkeeping platform:
Yes (use our own platform with all clients)NUMBER OF PERSONNEL SERVING RETIREMENT PLANSSenior management:
1Other managers/administrators:
2Actuaries:
0Sales staff:
0Support staff:
2RETIREMENT PLAN PROFILERetirement plan assets under administration:
Total number of retirement plans under administration:
6Total number of retirement plan participants under administration:
980NUMBER OF PLANS BY TYPE401(k):
0403(b):
0457:
0Nonqualified Deferred Compensation:
1Other DC:
5Defined Benefit/Cash Balance/Hybrid:
1FEE STRUCTURESFixed fee:
Fixed fee dependent on services chosenPer participant fee:
Basis points on assets:
Other:
Fees offset by revenue sharing agreements?
Not applicable (no investments sold) State(s) where offices are located:
Illinois (IL)PLAN ASSET SIZES SERVED<$1 million:
No$1 million - $5 million:
No>$5 million - $10 million:
Yes>$10 million - $25 million:
Yes>$25 million - $50 million:
Yes>$50 million - $100 million:
Yes>$100 million - $200 million:
No>$200 million - $500 million:
No>$500 million - $1 billion:
No>$1 billion:
NoRECORDKEEPING RELATIONSHIPSNumber of recordkeepers with DC selling agreements:
3Number of recordkeepers with DC assets:
3Number of recordkeepers where new plans placed:
0FIDUCIARY SERVICESPlan level 3(16) services:
YesPlan level 3(38) services:
Participant level fiduciary services:
PRODUCTS/SERVICES OFFERED TO ADVISERS AND/OR PLANSCompliance support:
YesPlan benchmarking:
YesTarget-date evaluation tools:
NoInvestment committee meetings:
YesDesign/amend DC plan documents:
YesDesign/amend DB plan documents:
NoRecordkeeper transitions:
YesPrepare benefit statements:
YesProcess plan distributions:
YesPrepare loan paperwork:
YesNon-discrimination testing:
NoAllocation of contributions/forfeitures:
YesCalculate participant vesting %:
YesActuarial calculations & support:
NoForm 5500 preparation:
YesForm 5500 signing:
NoPlan audit support:
YesQDRO review:
YesSmall rollover IRA processing:
YesProvide fiduciary education:
NoAnnual 408(b)(2) assessment of fees:
NoInvestment selection services:
NoInvestment monitoring:
NoPRODUCTS/SERVICES OFFERED TO PLAN PARTICIPANTSEnrollment meetings (at time of hire):
YesRe-Enrollment meetings (after hire):
NoOne-on-one meetings with participants:
YesRollover assistance (into plan):
YesDistribution assistance (upon separation):
YesRetirement income planning:
YesFinancial/debt counseling:
YesEstate/tax planning:
YesAuthorize participant requests:
NoPrepare/deliver required participant notices:
Yes