2019 Recordkeeping Survey

Breaking down the DC industry by plan type.


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Alliance Benefit Group

Assets ($MM)$50,322 25
Participants by Plan Size
$5MM – $25MM537,500
>$25MM – $100MM162,500
>$100MM – $500MM0
Plans by Channel
Direct sold 60%
Intermediary sold 40%
Assets ($MM) by Plan Type
457 $1,001
All Other$64,574
Service Offerings
New client restrictionsNone
Multiple service modelsNo
Offers corporate trustee servicesNot reported
# of internal ERISA counselVaries by office
Will act as §3(16) fiduciaryYes - either direct or using third party offerings
Participant Services
Call center hoursWeekdays: 8 a.m. - 8 p.m. ET
Online chat supportYes
Mobile appYes
Managed account optionsFinancial Engines; Morningstar/Ibbotson; Stadion
Retirement Income
Displays retirement income estimate on statementsYes
Offers in-plan guaranteed retirement income productsYes
Offers out-of-plan annuity bidding serviceYes
Recordkeeping PlatformFIS Omni; FIS Relius
1 7 8 9

Recordkeeping Survey Archive

As a complement to our Defined Contribution Survey - which measures how satisfied DC clients are with their providers - our annual Recordkeeping Survey gives employers the chance to see exactly which products and services each provider offers, as well as listing information on total assets and overall client demographics. This survey, as opposed to the DC survey, is comprised of data collected from the providers themselves.