2019 Recordkeeping Survey

Breaking down the DC industry by plan type.


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T. Rowe Price

Assets ($MM)$174,961 12
Participants by Plan Size
$5MM – $25MM86,769
>$25MM – $100MM203,047
>$100MM – $500MM582,543
Plans by Channel
Direct sold 30%
Intermediary sold 70%
Assets ($MM) by Plan Type
457 $9,188
All Other$2,232
Service Offerings
New client restrictionsNo Taft-Hartley plans
Multiple service modelsYes
Offers corporate trustee servicesYes - direct offering
# of internal ERISA counsel17
Will act as §3(16) fiduciaryNo
Participant Services
Call center hoursWeekdays: 7 a.m. - 10 p.m. ET
Online chat supportYes
Mobile appYes
Managed account optionsFinancial Engines; Morningstar/Ibbotson
Retirement Income
Displays retirement income estimate on statementsYes
Offers in-plan guaranteed retirement income productsNo
Offers out-of-plan annuity bidding serviceNo
Recordkeeping PlatformFIS Omni; FIS Relius; DST Systems TRAC
1 7 8 9

Recordkeeping Survey Archive

As a complement to our Defined Contribution Survey - which measures how satisfied DC clients are with their providers - our annual Recordkeeping Survey gives employers the chance to see exactly which products and services each provider offers, as well as listing information on total assets and overall client demographics. This survey, as opposed to the DC survey, is comprised of data collected from the providers themselves.