Wednesday, December 20th, 2023 A topical newsletter from PLANSPONSOR Compliance Information for defined contribution plan sponsors about regulation, compliance and enforcement. Compliance State Street, BlackRock Subpoenaed by House, Asked to Produce ESG Communications House Republicans identify Net Zero initiatives as potentially collusive and unlawful. Compliance Clorox Files for Dismissal of Complaint Over 401(k) Forfeitures The company's motion defends the plan's actions, stating that the committee followed IRS guidance and outlined its use of forfeitures in plan documents. Compliance Adviser, Insurance Industries at Odds During DOL Fiduciary Proposal Hearing After two days of hearings, the fiduciary adviser rule has been strongly criticized by the insurance industry but broadly supported by the adviser industry and consumer advocates. Compliance 2024 ERISA Plan Compliance Calendar A schedule to help plan sponsors track important due dates for their plans. Compliance What Happens to George Santos’ Pension? The New York representative was expelled for fraud and other offenses on Friday and did not meet the minimum service requirement for the benefit. Compliance Cornell Ruling Widens Circuit Court Split on ERISA Fiduciary Question Appellate courts have different interpretation of prohibited transaction rules under the Employee Retirement Income Security Act, paving the way for a potential Supreme Court decision. Did someone forward you this newsletter? Sign up here to get PLANSPONSOR Spotlight directly in your mailbox!

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