PLANSPONSOR’s 14th annual Defined Contribution Recordkeeping
Survey questionnaire was distributed to providers of full-service and unbundled
recordkeeping for defined contribution plans—72 complete responses were
received this year.
The questionnaire, which asked for more than 350 different
data points pertaining to each provider’s assets, number of plans and
participants in various plan-size and -type categories, and product and service
capabilities, was available to providers for completion online between March
and late April. All data are as of December 31, 2011; comparable data from the
prior year are as of December 31, 2010, and have been updated in some cases, as
The providers are listed in alphabetical order. “Asset rank”
indicates the relative order by total recordkeeping assets under
administration, reported in millions of dollars.