2019 Recordkeeping Survey

Breaking down the DC industry by plan type.

Providers

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Pentegra Retirement Services*

www.pentegra.com
PROFILE2018RANK
Assets ($MM)$5,434 46
Plans1,22840
Participants87,54549
Participants by Plan Size
<$5MM27,934
$5MM – $25MM34,224
>$25MM – $100MM14,530
>$100MM – $500MM10,857
>$500MM0
Plans by Channel
Direct sold 5%
Intermediary sold 95%
Assets ($MM) by Plan Type
401(k)$4,004
403(b)$349
457 $34
NQDC$120
All Other$927
Service Offerings
New client restrictionsNo Taft-Hartley plans
Multiple service modelsNo
Offers corporate trustee servicesNot reported
# of internal ERISA counsel2
Will act as §3(16) fiduciaryYes - direct offering
Participant Services
Call center hoursWeekdays: 9 a.m. - 8 p.m. ET
Online chat supportNo
Mobile appYes
Managed account optionsNone
Retirement Income
Displays retirement income estimate on statementsNo
Offers in-plan guaranteed retirement income productsNo
Offers out-of-plan annuity bidding serviceYes
Recordkeeping PlatformSchwab Retirement Technologies (SRT)
Footnote:
*Pentegra Retirement Plan Services is a member of Alliance Benefit Group, which is ranked/reported separately and includes BPAS totals.
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Recordkeeping Survey Archive

As a complement to our Defined Contribution Survey - which measures how satisfied DC clients are with their providers - our annual Recordkeeping Survey gives employers the chance to see exactly which products and services each provider offers, as well as listing information on total assets and overall client demographics. This survey, as opposed to the DC survey, is comprised of data collected from the providers themselves.