2020
Recordkeeping Survey

Providers

USI Consulting Group

www.usicg.com
Assets ($MM) by Plan Type
Ranked #39$9,765
401(k)54%
403(b)9%
457 1%
NQDC1%
Other35%
Participants by Plan Size
Ranked #36237,247
<$10MM35%
$10MM – $50MM27%
>$50MM – $200MM18%
>$200MM20%
Plans by Count
Ranked #47862
% Third-party administration
0%
Related Offerings
HSA integrationvia Partnership/other strategy
Student Loan Repaymentvia 3rd party
Financial wellness options2 – 4
Service Offerings
New client restrictionsNone
Multiple service modelsNo
Offers corporate trustee servicesYes - via partnership/other strategy
# of internal ERISA counsel6
Will act as §3(16) fiduciaryYes - direct offering
Participant Services
Call center hoursWeekdays: 8 a.m. - 8 p.m. ET
Online chat supportNo
Mobile app
Managed account optionsMorningstar/Ibbotson
Retirement Income
Displays retirement income estimate on statements
Offers in-plan guaranteed retirement income productsYes
Offers out-of-plan annuity bidding serviceYes
Recordkeeping PlatformFIS Relius; Schwab Retirement Technologies (SRT); WyStar