Compliance

House Republicans are seeking to uncover whether the Department of Labor has shared confidential plan information with other law firms while calling on the regulator to stop the...

The health care and logistics supply chain company alleges that Anthem Blue Cross and Blue Shield refused to provide important health claims data, as well as overpaying certain...

The distribution is the result of a Department of Labor investigation into the AEU Holdings LLC Benefit Plan, which was charged with causing $83 million of health claims...

The banking company has been accused of using forfeited funds for its own benefit by funding future employer contributions.

The annual cap rises from the previous $100,000 limit.

EBSA head says she is likely on a ‘farewell tour,’ speaking Tuesday at the PLANADVISER 360 conference.

This is the fifth time since 2019 that the Supreme Court has refused to consider the issue.

The bank’s retirement plan committee faces a complaint for alleged misuse of forfeited plan funds.

SEC watchdog's annual report warns of litigation related to current and future securities regulations.

The federal judge in California described the plaintiff’s claims as ‘impermissibly broad,’ but did grant the plaintiff a chance to file a revised complaint.

The soda distributor was accused of offering a suite of ‘underperforming’ target-date funds in its 401(k) plan, as well as mismanaging forfeited funds.

The government watchdog’s review of DOL regulations on fee disclosures is largely positive, with lingering concern about whether participants actually understand plan fees.

The pharmaceutical company was accused of charging unreasonable recordkeeping and administrative fees in a complaint filed last year.

The ERISA Advisory Council members are reviewing proposed recommendations about defaulting participants into a retirement income product.

The appeals court ruled that a Michigan district court wrongly dismissed the lawsuit in April 2023 in favor of arbitration.

ERISA-covered benefits such as health flexible spending plans to get moderate increases.

The list, created under the DOL’s finalized amendment to PTE 84-14, is the first to self-identify managers of ERISA-covered assets.

Retirement plan participants at UC Davis and other UC schools were impacted by fraudulent cyber activity.

Requesting service organization control reports from service providers is an important part of the vetting process when looking to ensure safe cybersecurity practices.

The Supreme Court has previously declined to review appeals courts’ decisions that held arbitration provisions unenforceable.