Compliance

Compliance |

Court Revives Part of NYU ERISA Suit

An appellate court found the district court erred in dismissing claims related to the use of higher-cost share classes and in denying the plaintiffs leave to amend their...
Compliance |

ESG Regulation Submitted to OMB by DOL

The title of the regulation also suggests it will address the related but distinct issue of proxy voting advice and shareholder activism among retirement plan fiduciaries.
Compliance |

What Comes Next With ESG Regulations?

The regulatory outlook for retirement plan sponsors looking to implement environmental, social and governance themed investments has been complicated, but experts hope that may soon change.