Compliance

FSI and SIFMA are also asking for the Retirement Security Rule to be vacated.

Experts react to the DOL’s report, which might mean more than first appearances show about the future of PRT rulemaking.

The workshop, hosted by Vanguard, will focus on implementation of mandatory provisions like Roth catch-up contributions and super catch-ups.

The group that certifies financial professionals argues that the new rule will cover important regulatory gaps and not hinder investment advice for retirement savers.

House GOP spending proposal cuts all funding for the ESG rule and the Women’s Bureau

A Pennsylvania federal judge ruled that an expert witness to the plaintiffs was unreliable, dismissing the argument that the plan paid excessive fees to its recordkeeper Alight.

For employers, mailing COBRA notices by first-class mail to a former employee’s last known address is acceptable, Illinois federal court rules.   

The long-awaited report makes no recommendations for changes.

Plaintiffs' attorneys have the potential to use AI to identify and speed case selection.

The multiemployer pension funds cover about 200,000 participants.

The trial is confirmed to begin Monday, June 24, in Texas federal court.

The information request is too broad, rushed and may create data security issues, the industry lobby groups argued.

The regulator filed a brief in federal court supporting the final rule.

Kohler Co., the Kohler Co. Pension Plan and pension plan beneficiary plaintiffs request the court’s approval of the settlement.

With new fiduciary standards in place under the Consolidated Appropriations Act, it is important for plan sponsors to be diligent when managing their health care plans. 

Both IRS and plan rules can affect how participants can draw down their pre-and post-tax retirement accounts.

SECURE 2.0 requires the Treasury to share data with states to facilitate the claiming of abandoned bond assets.

Most appeals courts have so far agreed with them.

Hear about the experiences of plan sponsors that have been through IRS and DOL audits.

The funded was expected to become insolvent in 2041.