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Tag: custodial accounts

Deals and People | August 1st, 2023

Northern Trust Promotes Bob Parise to Head of North America Institutional Unit

Parise had been the asset manager’s practice lead for public retirement funds and Taft-Hartley DC plan business.
Compliance | May 5th, 2023

Amendments to SEC Custody Rule Would Expand Scope to More Asset Classes

Many market actors are requesting an extension on the comment period, which ends Monday, to better analyze the proposal.
Ask the Experts
Ask the Experts | August 14th, 2018

(b)lines Ask the Experts – Why 403(b) Assets Are Generally Not Held in a Trust

“Why are 403(b) plan assets generally not held in a trust?”

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Compliance

House Passes Legislative Package Allowing CITs in 403(b) Retirement Plans 

Compliance

Fidelity-Pontera Dispute Reveals Tension Between Choice, Obligation

Ask the Experts

Can an Employer Match Catch-Up Contributions?

Compliance

Senate HELP Hearing Spotlights Social Security Reforms, Early Career Savings 

Benefits

DC Plan Loan Usage Correlates With Health Care Spending, per EBRI

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