Compliance | September 17th, 2025 House Committee Advances 3 Retirement Bills Two of the measures target the DOL’s audit process, and another addresses ESOP valuation risks.
Compliance | April 29th, 2025 A Pair of GOP House Bills Target DOL Audit Process The legislation would require the Department of Labor to submit annual reports on the status of its investigations, including those...
Compliance | December 13th, 2023 Report: DOL Information Security Needs Improvement An audit of the Department of Labor’s program determined it is ineffective.
Compliance | June 10th, 2019 PSNC 2019: Be Prepared for a DOL Audit Having processes in place and following published Department of Labor (DOL) guidance are a couple of things plan sponsors can...
Ask the Experts | October 30th, 2017 A Special Halloween Edition “Do the Experts have any Treats for us this Halloween, or only Tricks?”