JPMorgan Releases New Regulatory Breach Service

November 7, 2002 ( - A new JPMorgan Investor Services product might help institutional investors to better keep track of regulatory and legal requirements and the extent to which they're currently in compliance.

A company announcement said JPMorgan Investor Services has added breach register capability to its compliance reporting services program.

The announcement said institutional investors can use the new capability to document compliance resolution for events arising on their investment portfolios, which the company said can ultimately allow clients to reduce their operational risk.


The breach register allows users to:

  • define workflow and breach record content for analysis and resolution
  • enable real-time access to compliance reports and breach records
  • build and store customized management reports.