Administration

Administration |

FINRA Fines Goldman over Wells Notice Flap

November 9, 2010 (PLANSPONSOR.com) – The Financial Industry Regulatory Authority (FINRA) has fined Goldman, Sachs & Co. $650,000 for failing to disclose that two of its registered representatives had...
Administration |

In Japan, It's all about De-Risking

November 9, 2010 (PLANSPONSOR.com) – Funding ratios for Japanese pension funds declined to 82% in 2010, a slight deterioration from the 84% average in 2009 and a significant...
Administration |

ICI Tears Into 12(b)1 Proposal

November 8, 2010 (PLANSPONSOR.com) - The mutual fund trade industry’s voice has weighed in on the 12(b)1 debate – and, as might be expected, they...

Administration |

October DB Plan Funded Status at 80.3%

November 3, 2010 (PLANSPONSOR.com) – A second straight month of strong equity returns combined with declining liabilities drove the October 2010 funded status for the typical U.S. corporate...
Administration |

No 401(k) Match Changes Planned

November 1, 2010 (PLANSPONSOR.com) – Eighty-four percent of corporate finance officials say they plan no change to their 401(k) match, up 10% from six months earlier, while 10%...