August 3, 2009 (PLANSPONSOR.com) - A New York state appellate court has suspended for three years the Empire State law license of the former general counsel of a...
August 3, 2009 (PLANSPONSOR.com) - Securities lawyers were not quite as busy during the second quarter of 2009 as lawsuits plummeted from 221 during the first quarter to...
July 31, 2009 (PLANSPONSOR.com) - A recent Charles Schwab survey found that just four out of 10 mutual fund investors surveyed (39%) have made changes to their portfolio...
July 30, 2009 (PLANSPONSOR.com) - A second state pension plan has sued the top credit rating agencies for misleading investors by giving high ratings to subprime mortgage-backed securities.
July 30, 2009 (PLANSPONSOR.com) - House Financial Services Committee Chairman Barney Frank (D-Massachusetts) and House Agriculture Committee Chairman Collin C. Peterson (D-Minnesota) released a concept paper that will...
July 29, 2009 (PLANSPONSOR.com) - New Jersey Attorney General Anne Milgram has filed a lawsuit against Merrill Lynch & Co. charging that it sold New Jersey's Division of...
July 29, 2009 (PLANSPONSOR.com) - Now that all the hype and barrage of new offerings in the market have died down, is there still opportunity in target-date funds...
July 28, 2009 (PLANSPONSOR.com) - A new Cerulli report says institutional ownership of mutual funds totaled $4.3 trillion at year-end 2008, a decline of 12.3% from prior year...
July 24, 2009 (PLANSPONSOR.com) - A Los Angeles pension fund has voted to require any company seeking business with its board to disclose campaign contributions made to city...
July 23, 2009 (PLANSPONSOR.com) - Neuberger Berman Group LLC has agreed to acquire Lehman Brothers Trust Company, N.A. and Lehman Brothers Trust Company of Delaware.
July 23, 2009 (PLANSPONSOR.com) - The Securities and Exchange Commission (SEC) has voted unanimously to propose measures intended to curtail "pay to play" practices by investment advisers that...
July 22, 2009 (PLANSPONSOR.com) - A trade group of public pension plans has come out in favor of making no changes in the current standard of selecting the...
July 22, 2009 (PLANSPONSOR.com) - In testimony before the U.S. Department of Labor's ERISA Advisory Council, James King, Jr., vice president and head of Prudential Retirement's Stable Value...
July 22, 2009 (PLANSPONSOR.com) - In PLANSPONSOR's 2009 Transition Management Survey, fewer than three-quarters (72.9%) of some 561 plan sponsor respondents said they had completed transition trades during...
July 22, 2009 (PLANSPONSOR.com) - According to the 2009 ETF Mid-Year Review: Follow The Flows from State Street Global Advisors, U.S. ETF asset flows were marked by a...
July 21, 2009 (PLANSPONSOR.com) - Callan's 2009 Securities Lending Survey found that approximately 48% of respondent firms with securities lending programs are undergoing a controlled withdrawal to reduce...
July 21, 2009 (PLANSPONSOR.com) - The California Public Employees' Retirement System (CalPERS) released its preliminary 2008-09 investment performance, noting a decline in the market value of its assets...
July 20, 2009 (PLANSPONSOR.com) - The bankrupt Sun-Times Media Group Inc. did not submit more than $800,000 in required quarterly contributions to five pension plans earlier this year,...
July 20, 2009 (PLANSPONSOR.com) - The number of federal securities class action cases filed in the first six months of 2009 dropped by 22.3% over a year earlier,...