Administration

Administration |

SEC to Fund Providers: Speak English

November 15, 2007 (PLANSPONSOR.com) - Federal securities regulators have given preliminary approval to plan to make prospectuses easier to understand and general improve mutual fund disclosures.
Administration |

SEC: Stay Tuned on 12b-1 Changes

November 9, 2007 (PLANSPONSOR.com) - While the Securities and Exchange Commission is actively considering changes to Rule 12b-1, most of the comments on the subject appear to be...