March 24, 2004 (PLANSPONSOR.com) - Despite the fact that market regulators have urged the mutual fund industry to rely on a "fair-value" pricing scheme to help combat market...
March 24, 2004 (PLANSPONSOR.com) - The U.S. Securities and Exchange Commission (SEC) may be nearing a civil penalty against Putnam Investments that could be worth "several hundred million...
March 23, 2004 (PLANSPONSOR.com) - Consultants were particularly busy matchmaking between retirement plans and investment managers last year with the amount of assets placed in Mercer's global search...
February 24, 2004 (PLANSPONSOR.com) - The Investment Company Institute (ICI) has sent a letter to the US Securities and Exchange Commission (SEC) offering up a laundry list of...
February 24, 2004 (PLANSPONSOR.com) - Following the lead of numerous other pension funds, one of Canada's largest pension funds is moving much more heavily into alternative investments such...
February 24, 2004 (PLANSPONSOR.com) - Alleged trading improprieties at FleetBoston Financial Corp's Columbia Funds have led to civil lawsuits from New York Attorney General Eliot Spitzer and the...
February 24, 2004 (PLANSPONSOR.com) - Bear Stearns may become a victim of its own success because of the speed with which it can process mutual fund trades.
February 24, 2004 (PLANSPONSOR.com) - Goldman Sachs says it is cooperating with "various regulators including the SEC" who have asked for information about its mutual fund trading.
February 24, 2004 (PLANSPONSOR.com) - The former chief investment officer (CIO) for the Utah state pension fund has finalized a settlement of charges that he violated state securities...
January 12, 2005 (PLANSPONSOR.com) - Banc One Securities Corporation has been slapped with a $400,000 fine by the NASD for not properly supervising employees, improperly recording the entry...
November 23, 2004 (PLANSPONSOR.com) - When it comes to pursuing corporate programs to comply with corporate governance regulations, US executives are ahead of their European counterparts, a new...
November 23, 2004 (PLANSPONSOR.com) - After announcing that its endowment has climbed above $22 billion on the back of 21.1% growth in FY2004, Harvard has announced the bonus...
November 23, 2004 (PLANSPONSOR.com) - American International Group (AIG) on Tuesday announced preliminary settlements of criminal and regulatory probes into products it sold that companies might have relied...
November 11, 2005 (PLANSPONSOR.com) - Staff members at the Financial Accounting Standards Board (FASB) have put out a new transition method to be used to report employee stock...
November 11, 2005 (PLANSPONSOR.com) - Federal Bankruptcy Court Judge Robert Faris pleaded with Aloha Airlines, Inc. and unions for its pilots and flight attendants to reach an agreement...
October 11, 2005 (PLANSPONSOR.com) - About a dozen Democratic party activists have been appointed to state of Illinois pension boards by Governor Rod Blagojevich, according to a news...
October 11, 2005 (PLANSPONSOR.com) - A San Diego lawyer representing the city's now much-troubled pension system asserted in a recently revealed memo that pension board members had most...
October 11, 2005 (PLANSPONSOR.com) - MDL Capital Management Inc., accused of losing $215 million for the Ohio State Bureau of Workers Compensation is suing two of its liability...
October 11, 2005 (PLANSPONSOR.com) - Six in 10 Web sites from retirement industry service providers do not even offer basic information about retirement fundamentals.
September 23, 2004 (PLANSPONSOR.com) - Retirement planning for middle income Americans is on the rise, but the numbers still point to an overwhelming lack of understanding about what...