Administration

March 3, 2005 (PLANSPONSOR.com) - Mutual fund intermediaries will have to name suspected market timers, supply their transaction information to fund companies, and possibly restrict their trading under...

March 15, 2004 (PLANSPONSOR.com) - Bank of America Corp and FleetBoston Financial Corp have reached settlement agreements with the Securities and Exchange Commission (SEC) related to their roles...

March 27, 2003 (PLANSPONSOR.com) - The Financial Accounting Standards Board (FASB) has cautioned that some corporations may be mounting a fee embargo counterattack to daunt the push to...

March 3, 2005 (PLANSPONSOR.com) - The Trustees of The Putnam Funds have approved a report that put the firm's total market timing reimbursement costs at $108.5 million, a...

March 15, 2004 (PLANSPONSOR.com)—Three former officers at Mutuals.com, a Dallas broker-dealer, have been charged with conspiring to commit securities fraud related to market timing of mutual-fund trades, according...

March 27, 2003 (PLANSPONSOR.com) -The AFL-CIO has launched a new round of shareholder initiatives focusing on Sprint Corporation's auditor, Ernst & Young.

March 15, 2004 (PLANSPONSOR.com) - The FTSE4Good Index has completed its semi-annual housekeeping, removing a host of United States-based firms for environmental and human rights concerns.

March 3, 2005 (PLANSPONSOR.com) - Bank of America has agreed to settle its portion of a class action lawsuit brought against it and other banks regarding their underwriting...

March 27, 2003 (PLANSPONSOR.com) - At least one mutual fund family has put off the introduction of stable value offerings because of new scrutiny by the US Securities...

February 27, 2003 (PLANSPONSOR.com) - Things may finally be turning around for the hard-pressed venture capital industry, a new survey found.

February 27, 2003 (PLANSPONSOR.com) - Things may finally be turning around for the hard-pressed venture capital industry, a new survey found.

February 27, 2003 (PLANSPONSOR.com) - Stock option expensing would have cut 97% from Adobe Systems' fiscal 2002 profit.

February 3, 2005 (PLANSPONSOR.com) - The $54 million settlement with 10 former WorldCom directors that included $18 million out of their own pockets collapsed Wednesday over a provision...

February 27, 2003 (PLANSPONSOR.com) - A class action lawsuit has been brought against Morgan Stanley in connection with sales of Class B shares of its mutual funds.

February 3, 2005 (PLANSPONSOR.com) - Massachusetts state regulators on Wednesday slapped A.G. Edwards & Sons with an administrative complaint charging that the firm allowed a now-suspended Boston broker...

February 27, 2003 (PLANSPONSOR.com) - The city of San Diego's contribution to its employees' retirement fund will fall short by an estimated $59 million in 2003.

January 15, 2004 (PLANSPONSOR.com) - Federal, state and industry regulators have demanded information from investment bank and brokerage A.G. Edwards about the company's potential market-timing and late-trading problems.

January 15, 2004 (PLANSPONSOR.com) - If the in-house investment managers for the University of California's (UC) endowment funds had kept pace with the broader stock market indices over...

January 27, 2003 (PLANSPONSOR.com) - An international accounting group has tentatively agreed on a new accounting rule requiring companies to report how much they actually earned on pension...

January 15, 2004 (PLANSPONSOR.com) - The Illinois State Universities Retirement System and the other state pension contributory systems apparently made a wise move in defying Governor Rod Blagojevich...