Compliance

Compliance |

SEC to Probe Sec Lending Practices

September 11, 2009 (PLANSPONSOR.com) - The Securities and Exchange Commission (SEC) has announced that it will hold a roundtable about securities lending and short sale issues later this...
Compliance |

Judge Rejects 403(b) 'Kickback' Suit

September 8, 2009 (PLANSPONSOR.com) - A federal judge has dismissed a lawsuit alleging a New York state teachers group breached its fiduciary duty by paying "kickbacks" to ING...
Compliance |

Boehner Backs Savings Initiatives

September 5, 2009 (PLANSPONSOR.com) - House Republican Leader John Boehner (R-Ohio) threw his support behind President Obama's announcement of initiatives to help Americans increase their personal savings on...
Compliance |

Judge Tosses Schering-Plough Stock Drop Suit

September 4, 2009 (PLANSPONSOR.com) - A federal judge has thrown out a stock drop lawsuit against drugmaker Schering-Plough, but has permitted plaintiffs to strengthen its allegations of wrongdoing...