Compliance

Compliance |

Boston Scientific Wins Stock Drop Lawsuit

November 5, 2008 (PLANSPONSOR.com) - A federal judge in Massachusetts has decided that two former Boston Scientific Corp. employees who sold more company stock than they purchased did...
Compliance |

Former Putnam Execs Agree to SEC Settlement

November 4, 2008 (PLANSPONSOR.com) - The Securities and Exchange Commission (SEC) announced that on October 31, 2008, the United States District Court for the district of Massachusetts entered...
Compliance |

Millard Responds to Committee Questions

October 24, 2008 (PLANSPONSOR.com) - In prepared testimony and a series of questions following, the executive director of the nation's private pension plan insurer tried to give lawmakers...