Compliance

Attorneys for the Colgate-Palmolive Employee Relations Committee seek to end the plan sponsor’s involvement in a lawsuit alleging fraudsters stole a participant’s retirement plan assets.

A report from Matrix Global Advisors found that ESOPs need clear rules on valuation, which SECURE 2.0 requires the DOL to provide.

The guide covers the pros and cons of various fee and fee structures.

The DC contribution limit was projected to be $23,000 for 2024, and the IRS should stay on track in implementing the change.

Both parties brought motions as a former pilot asserts that fiduciaries for American Airlines’ defined contribution plans breached their duty by including investment managers and funds focused on...

The recent MOVEit breach highlighted the need for plan sponsors to carefully vet service providers in order to protect participants’ assets, data and personal information.

For protecting defined contribution plans, the stakes are high, with workers’ information—and trust—on the line.

The fine was imposed by the SEC Friday for persistent and high-level failures to communicate on approved channels.

The proposal would streamline the registration and disclosure process for RILAs and highlight their unique features.

Plaintiffs seek to add former U.S. Labor Secretary Eugene Scalia to their legal team.

The SAFER Banking Act would permit marijuana firms to access banking and financial services, including retirement plans.

The SEC argues fund trustees assisted a mutual fund in dodging liquidity requirements by not acting to properly classify the assets.

The 10th Circuit has joined several other circuit courts in holding that a ‘meaningful benchmark’ must apply to 401(k) participant lawsuits, and ERISA attorneys agree it will not...

A law firm has sued four defined pension plans over the last six weeks alleging fiduciaries violated ERISA and shortchanged vested participants.

The court’s decision says that the rule does not violate ERISA, but another case in Wisconsin continues.

Student loan payments are set to restart in October, and some collecting Social Security could soon see their benefits garnished.

Even though it opens the process up for more pension funds to participate, few are likely to take advantage.

Sponsors should know when their legal communications are privileged and when they are not.

Opponents say the proposed regulation on mutual funds would create a two-tiered system that disadvantages retail and retirement investors.