Compliance

Compliance |

DoL, ULLICO Reach Settlement

March 16, 2004 (PLANSPONSOR.com) - A consent judgement has been reached in a case of pension plan assets used by the fund's advisor and life insurance company to...
Compliance |

401(k) Committee Members May Have Breached Duties

March 16, 2004 (PLANSPONSOR.com)佩(k) administrative plan committee members may have breached their fiduciary duties by "encouraging" plan participants to examine financial reports that, unbeknownst to the participants, contained...
Compliance |

SEC Proposes Fund Manager Disclosures

March 11, 2004 (PLANSPONSOR.com) - A new proposal by federal regulators designed to help curb abusive mutual fund trading would give investors detailed data about the managers of...
Compliance |

Employees Entitled To State Benefits

November 27, 2002 (PLANSPONSOR.com) - The Fifth Circuit Court of Appeals has ruled that severance agreements cannot prevent employees from seeking state unemployment compensation, according to a story...
Compliance |

SEC Rethinking Hard Close Proposal

March 10, 2004 (PLANSPONSOR.com) - The US Securities and Exchange Commission (SEC) is considering alternatives to the agency's proposed 4 p.m. "hard close" rule aimed at ending illegal...
Compliance |

Deferred Comp Forfeiture Not a "Rebate"

September 27, 2002 (PLANSPONSOR.com) - A company which forfeited an unvested worker's stock purchase plan account didn't violate a Washington state law prohibiting employers from taking a "rebate"...
Compliance |

Albertson's To Cover Birth Control

March 9, 2004 (PLANSPONSOR.com) - Albertson's grocery store chain must provide contraceptive coverage for all women as part of the chain's prescription drug employee health benefit.