Compliance

Compliance |

NASD Wants More Fund Comp Disclosures

August 7, 2003 (PLANSPONSOR.com) - The NASD has proposed a rule that would require disclosure of more information about compensation paid for the sale of mutual fund shares...
Compliance |

SEC Proposes Shareholder Notification Rules

August 6, 2003 (PLANSPONSOR.com) - The Securities and Exchange Commission (SEC) has given the preliminary nod to proposed rule changes giving shareholders better information on how to nominate...
Compliance |

US High Court Green Lights State HMO Review

June 20, 2002 (PLANSPONSOR.com) - US Supreme Court justices have rubber stamped the now-widespread practice of allowing patients an independent review of a health maintenance organization's decision that...
Compliance |

Five States out of Step With EGTRRA

June 20, 2002 (PLANSPONSOR.com) - A handful of states still have not conformed to the retirement savings provisions of President Bush's Economic Growth and Tax Relief Reconciliation Act...
Compliance |

EEOC Reacts to Post 09/11 Backlash

May 20, 2002 (PLANSPONSOR.com) - A rising number of complaints of employment discrimination by Muslims and Arab-Americans since September 11 has prompted a response from the Equal Employment...
Compliance |

Xerox Cash Balance Calc Appeal Rejected

August 4, 2003 (PLANSPONSOR.com) - On Friday, a federal appeals court ruled against Xerox in a case involving the calculation of retiree benefits from its cash balance plan.
Compliance |

Gregg Out with Pension Calculation Bill

August 4, 2003 (PLANSPONSOR.com) - United States Senator Judd Gregg (R-New Hampshire) has unveiled a bill that would use a composite corporate bond rate instead of the 30-year...