Compliance

Compliance |

Nuveen to Launch Seven New ETFs

July 30, 2001 (PLANSPONSOR.com) - Nuveen Investments plans to launch seven municipal bond closed-end exchange-traded funds (ETFs) in September.
Compliance |

DOL Takes Advisor To Task For Excessive Trades

July 30, 2001 (PLANSPONSOR.com) - The Department of Labor has sued Emerald Capital Management and its president, William Goodhue, for violating ERISA by "imprudently making excessive securities trades"...
Compliance |

PWBA Calls for Comments on PTE Change

June 18, 2002 (PLANSPONSOR.com) - The Pension and Welfare Benefits Administration (PWBA) is asking for public comment about its proposal to exempt the sale of individual retirement annuities...
Compliance |

EEOC Does 180 on Retiree Benefits Levels

June 18, 2002 (PLANSPONSOR.com) - Later this year, the federal anti-discrimination agency is expected to signal employers that they won't be violating federal laws if they cut back...
Compliance |

Kennedy Urges New Era of Health Reform

June 18, 2002 (PLANSPONSOR.com) - The current US war on terrorism should not come at the expense of extending health care insurance to millions of now-uncovered Americans, Senator...
Compliance |

House Leaders Pull Comp Time Bill

June 6, 2003 (PLANSPONSOR.com) - Republican leaders of the US House of Representatives this week abruptly withdrew from the schedule a GOP bill allowing employers to offer hourly...
Compliance |

Give Me a Little More Time: ASPA

May 30, 2001 (PLANSPONSOR.com) - If you are feeling a bit pressured on your Form 5500 filing, the American Society of Pension Actuaries (ASPA) is trying to help.