Compliance

Compliance |

Judge Cuts Union Free from Lawsuit

April 9, 2002 (PLANSPONSOR.com) - A federal judge has dismissed the Communications Workers of America and two of its officials from a lawsuit brought by nine former Verizon...
Compliance |

DoL Offers Fee Guidance

January 21, 2001 (PLANSPONSOR.com) - The Department of Labor has offered plan sponsors additional guidance in deciding which plan expenses can be paid from plan assets - and...
Compliance |

CalPERS Sued by Scientists

January 9, 2002 (PLANSPONSOR.com) - The California Public Employees' Retirement System (CALPERS), has been sued by the California Association of Professional Scientists (CAPS) for an injunction against a...
Compliance |

Funds Must Show After-Tax Returns: SEC

January 21, 2001 (PLANSPONSOR.com) - Beginning April 16, mutual funds will be required to disclose standardized after-tax returns and pretax performance, according to a new rule of the...
Compliance |

SEC Spreads Soft Dollar Harbor to NASDAQ Trades

December 20, 2001 (PLANSPONSOR.com) ? With decimalization tightening trading spreads, the Securities and Exchange Commission (SEC) has voted to extend ?safe harbor? protections for soft dollar trades to...
Compliance |

SEC Outlaws Dilution in the Dark

December 20, 2001 (PLANSPONSOR.com) - The Securities and Exchange Commission (SEC) voted to require corporations to show the number of outstanding stock options, warrants and rights, and the...
Compliance |

US Agencies Issue Harassment Caution

November 20, 2001(PLANSPONSOR.com) - The US Equal Employment Opportunity Commission (EEOC) and the US Departments of Justice and Labor issued a joint statement reaffirming the federal government's commitment...
Compliance |

PBGC 2003 Maximum Benefit Up by 2.3%

November 8, 2002 (PLANSPONSOR.com) - Retirees in private-sector defined benefit pension plans terminating in 2003 will get a $3,664.77 monthly maximum - a 2.38% hike from plans terminating...