Tag: 3(38) fiduciary

A case involving Caesars Holdings shows how 3(38) fiduciaries can protect plan sponsors from ERISA litigation—but also that they still...

A judge dismissed plaintiffs’ complaints against plan sponsor Caesars Holdings but allowed complaints against the fiduciary investment manager to move...

Institutional Advisory debuts 401(k) pooled employer plan, with Transamerica Corp. the recordkeeper and Pentegra the pooled plan administrator.  

The Standard to roll out intellicents PEP; USAA introduces fixed-indexed annuity; SoFi Invest announces 1% IRA match; and more.

The guide covers the pros and cons of various fee and fee structures.

The April report outlined the differences, in action and duty, between ERISA fiduciaries.

Recordkeeper PAi will run a PEP backed by Morningstar’s ESG overlay, with the firms citing the recent DOL ruling that...

District Judge allowed one plaintiff 28 days to submit an amended complaint.

401(k) program seeks to serve small and startup plans by easing demands on plan administrators.

The platform allows plan sponsors to add an extra layer of fiduciary protection.

It also include 3(21), 3(38) and 3(16) fiduciary support for plan sponsors

CensiblyYours designates a 3(38) investment adviser to assist plan sponsors and offers participants access to the financial education platform Edukate.

Under the platform, plan sponsors no longer have to contact each potential provider and request separate proposals.