Compliance | October 31st, 2023 DOL Would Oversee Annuity Sales, Rollovers Under New Proposal The rule is open for public comment, with legal challenges expected almost immediately.
Compliance | October 31st, 2023 Rollovers, Investment Menu, Annuity Advice Standards to Be Overhauled in DOL Proposal The DOL proposal would, under ERISA, assert jurisdiction over annuity sales and IRA rollovers.