What’s in the Window?
The Department of Labor’s March 2022 attempt to regulate cryptocurrency investments has left numerous outstanding questions about its effect on...
Tag: brokerage windows
Self-Directed Account Balances Rise in Q4
Average balances increased in the fourth quarter, according to the Charles Schwab report on employees invested in the Schwab Personal...
Tuberville Returns With Call for Crypto Access in 401(k) Plans
The Republican senator also argued that the DOL should not be dictating what investments may be offered through the self-directed...
Plan Progress Webinar: Managing the DC Plan Investment Menu
Providing retirement plan participants with access to a self-directed brokerage window demands the examination of plan demographics to determine if...
Council Reports Some Concerns About Brokerage Windows
However, it concluded that the costs outweigh the benefits of additional regulations, except in the case of ‘brokerage window only’...
Potential for SDBA Regulations Getting Renewed Attention
Brokerage windows are useful tools to meet specific participants’ investing needs and the DOL should make it easier, not harder,...
Opinions |
Barry’s Pickings: DOL’s Fiduciary Theory: Fundamentally Incoherent
Michael Barry, president of O3 Plan Advisory Services LLC, discusses the inconsistencies in the Department of Labor’s (DOL)’s theory of...