Tag: brokerage windows

Providing retirement plan participants with access to a self-directed brokerage window demands the examination of plan demographics to determine if...

However, it concluded that the costs outweigh the benefits of additional regulations, except in the case of ‘brokerage window only’...

Brokerage windows are useful tools to meet specific participants’ investing needs and the DOL should make it easier, not harder,...

Michael Barry, president of O3 Plan Advisory Services LLC, discusses the inconsistencies in the Department of Labor’s (DOL)’s theory of...