Tag: brokerage windows

Probably not worth the risk, but there is no ban on it.

The plaintiff, Bryan Spence, referenced another federal court’s decision in asking a Texas federal court to deny the defendants’ motion...

Both parties brought motions as a former pilot asserts that fiduciaries for American Airlines’ defined contribution plans breached their duty...

The Department of Labor’s March 2022 attempt to regulate cryptocurrency investments has left numerous outstanding questions about its effect on...

Average balances increased in the fourth quarter, according to the Charles Schwab report on employees invested in the Schwab Personal...

The Republican senator also argued that the DOL should not be dictating what investments may be offered through the self-directed...

Providing retirement plan participants with access to a self-directed brokerage window demands the examination of plan demographics to determine if...

However, it concluded that the costs outweigh the benefits of additional regulations, except in the case of ‘brokerage window only’...

Brokerage windows are useful tools to meet specific participants’ investing needs and the DOL should make it easier, not harder,...

Michael Barry, president of O3 Plan Advisory Services LLC, discusses the inconsistencies in the Department of Labor’s (DOL)’s theory of...