Compliance | September 26th, 2019 Eugene Scalia Wins Senate Confirmation as DOL Secretary The new Labor Secretary is known for his previous work at the Department of Labor and for a successful litigation...
Compliance | September 19th, 2018 Business Owner Gets Prison for Benefit Plan Embezzlement A DOL investigation found the business owner used benefit plan contributions for corporate and personal expenses.
Compliance | May 14th, 2018 Court Orders Former Lighting Company Owner to Pay Back Profit Sharing Plan An investigation conducted by the DOL found the past trustee had issued checks from the plan’s checking account to the...
Compliance | March 5th, 2018 DOL to Take Fiduciary Seminar to Louisiana The compliance assistance program will increase awareness and understanding about basic fiduciary responsibilities when operating a retirement plan.