Annuities, Rollovers, and Access Dominate Debate Over DOL Fiduciary Proposal
The insurance industry and consumer advocates have taken polar opposite views on the controversial DOL proposal.
Tag: fiduciary adviser
Adviser, Insurance Industries at Odds During DOL Fiduciary Proposal Hearing
After two days of hearings, the fiduciary adviser rule has been strongly criticized by the insurance industry but broadly supported...
DOL’s Proposed Fiduciary Rule Changes See Mixed Response
The start of 2 days of testimony airs opinion from industry groups, advisers and consumer advocates in live webinars.
Overturned DOL Rollover Rule Likely to Be Appealed, Attorney Says
The DOL is expected to appeal a district court’s decision, which could result in the rule being re-instated.
Plan Progress Webinar: What to Expect From a Retirement Plan Adviser
As plan sponsors look to evaluate their relationship with their financial advisers, experts say it is critical that advisers understand...
403(b)s Show Improvement in Use of Considered Best Practices
More are using automatic plan features, fiduciary advisers and investment policy statements, PSCA finds.
Testing of SEC Adviser Relationship Summary Form Yields Troubling Results
A group of investor advocacy organizations is calling on the Securities and Exchange Commission to significantly revise its adviser customer...