Tag: Fiduciary

Excessive fees, revenue-sharing, lack of a stable value fund and failing to follow fund selection for participants are among accusations...

The fiduciary rule has shaken up the advisory space, but plan sponsors also need to know what’s in the rule...

Plan design, investments, fees, financial wellness and the DOL’s fiduciary rule are all things defined contribution plan sponsors should consider...

While 59% are making no changes, others are re-evaluating adviser choices, reviewing investment lineups and reviewing plan governance structure.

Both calendars track vital compliance deadlines for plan sponsors and can be viewed via interactive webpages, apps and PDFs.

Senator Ron Johnson asked Labor Secretary Tom Perez to cease implementation of a rule “that will very likely be rescinded.”

“If they are choosing a passive investment option simply because it is less work for them, this is not in...

The suit claims Voya collects hundreds of millions of dollars annually in undisclosed compensation.

A federal judge found that that New York Life provided documentation showing there was no spread between the internal rate...

With increased litigation, a new fiduciary rule and a new presidential administration, retirement plan sponsors should evaluate the services provided...

The lawsuit accuses the bank of using an "easy enroll" feature to funnel funds into its TDFs, which it says...

The lawsuit alleges the Sequoia Fund was an imprudent investment for the retirement plan because of its high concentration in...

A participant in Disney’s retirement plan alleged that fiduciaries should have dropped a fund from the plan investment menu because...

Many committees do not have the expertise to select investments and should use outside help, SEI says.

Plaintiffs discuss First Amendment and lack of studies into annuities and conflicted advice.

Plaintiffs allege that Edward Jones and its officials breached their fiduciary duties failing to prudently and loyally manage the company's...

Topics discussed include how often plan sponsors should review their third-party fiduciaries.

Participants in three Ford Motor Company retirement plans suggest their adviser and recordkeeper are permitting excessive fees to be charged...

Cerulli sees robo-advisers as a tool to enhance adviser-client relationships.

Early commentators warn anything is possible, but there may be some relief coming on the strict contract and recordkeeping requirements...