Tag: Fiduciary

LMCG Investments adds to small-cap offerings; Voya Financial expands access to its target-date mutual fund series; Fringe Benefits Design partners...

However, some concerns still linger for some groups.

It will be some time still before the fiduciary rule language is fully digested by retirement plan service providers, but...

The final rule ‘defines a variety of investment education activities that fall short of fiduciary conduct.’

The agency has asked an appellate court to reverse a district court’s dismissal of the case.

A federal district court found that Merrill Lynch was not acting as a fiduciary under ERISA.

The DOL and SEC both filed amicus briefs in the long-running case Whitley v BP PLC, an ERISA stock drop lawsuit...

The California Secure Choice Retirement Savings Program is meant to provide a voluntary, low-risk, auto-enrollment retirement savings plan for many...

Reviewing the case in light of new pleading standards set by the Supreme Court decision in Fifth Third, a court...

The “education carve-out” is considered by retirement plan providers to be one of the most high-stakes elements of the fiduciary...

A handbook and a couple of checklists help retirement plan sponsors get their fiduciary houses in order.

It isn’t investment costs the lawsuit complains about, but postage costs for excessive mailings.

It’s not just financial advisers and investment providers that should be prepping for the final fiduciary rule to emerge from...

The sponsor used plan assets for non-plan purposes.

A survey found Baby Boomers and Generation X lack trust in online financial advice.

A federal judge found the agreement does dictate important aspects about the participant’s benefits under the 401(k) plan.

After seeing their pension risk transfer lawsuits dismissed in both district and circuit court, tens of thousands of former Verizon...

The International Association of Machinists National Pension Fund and its board of trustees are facing a lawsuit.

ERISA expert discusses the significant implications of the Supreme Court’s decision in Montanile v. Board of Trustees, especially as it...

The Department of Labor has advanced its conflict of interest regulations to the Office of Management and Budget for final...