Compliance Update
Compliance Update
Summaries of the latest news from Washington and the courts—what’s coming, what’s contemplated and what’s critical for plan sponsors to know.
Reported by
PLANSPONSOR Staff
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Pittsburgh Adviser Pleads Guilty to Impersonating EBSA Employee
The impersonator falsely identified plan compliance issues and recommended that sponsors name him as their plan administrator.
Consent Order Allows DOL to Give Lost Retirement Plan Assets to Law Firm Employees
The firm’s nearly $6.5 million in retirement plan assets have now been properly distributed to employees.
Treasury, IRS Expand Retirement Plan Correction Options
New procedures update EPCRS for workplace retirement plans and create a new correction program for IRAs.
