Tag: Compliance

Experts from Groom Law Group and CAPTRUST answer questions concerning retirement plan administration and regulations.

The best defense against any Department of Labor review is a robust, ongoing compliance program that addresses known areas of...

While the Department of Labor estimated a $178 billion inflow to target-date funds based on its proposed safe harbor, plan...

Experts shared mixed forecasts of the speed of adoption of private market assets in defined contribution retirement plans.

Woodcock will fill the role on May 4, less than two months after the last enforcement head, Margaret A. Ryan,...

New pending and proposed legislation does not change plan sponsors’ fiduciary obligation to monitor and audit pharmacy benefit managers.

Experts from Groom Law Group and CAPTRUST answer questions concerning retirement plan administration and regulations.

The maturing defined benefit industry offers meaningful retirement security but requires oversight and governance, according to October Three.

First Eagle Investments hires senior director of consultant relations; Vanguard Group head of Europe announces retirement; Manulife names head of...

Broadridge names Kirkland to head of mutual fund regulatory unit; Standard brings in Orr to lead AI use across organization;...

A lawsuit against the Hess Corp. alleges Hess plan fiduciaries included target-date mutual funds instead of collective investment trusts in...

The Department of Labor keeps working to implement provisions of 2022’s SECURE 2.0 Act alongside further rules for retirement and...

Voya hires Harrell as regional vice president; MissionSquare names Whiting SVP, chief sales officer; CAPTRUST adds Leddy as chief compliance...

Experts from Groom Law Group and CAPTRUST answer questions concerning retirement plan administration and regulations.

Haase joins small business retirement plan provider; Vestwell hires Farmakis; PGIM appoints Carlino to newly created role; and more  

The plan provider aims to gain greater market share of retirement 401(k) plans and has debuted a starter product for...

Mid-year report finds there were fewer cases filed, as plaintiff law firms catch up on those they brought in 2022,...

The tax agency intends to use outreach and expanded exams over the next year to address compliance by companies with...

Ascensus expands NQDC sales team; The Standard promotes Angie Cuthill within individual annuities; Optima names Paul Fletcher head of its...

A federal judge dismissed all counts in the suit brought by a former 401(k) plan participant, but the plaintiff may...