The Department of Labor (DoL) recently announced changes to the "plan asset" guidelines affecting the time frame in which participant contributions must be transmitted to plans with fewer...
2007, while perhaps not a banner year for the stock market or the investment management business, was a good year to be a transition manager. Data from the...
While the Pension Protection Act of 2006 (PPA) is a decidedly 21st century addendum to the landmark Employee Retirement Income Security Act (ERISA) of 1974, it more closely...
We all have them: those front-line experiences that are inevitable when one deals with the variety—and sensitivity—of issues associated with human beings and critical life events.
It's been a hot issue for some time—a topic of interest for Congress—and the Department of Labor (DoL) has laid out a three-pronged effort to help deal with...
On the whole, I believe the movement from participant choice to target-maturity funds—a movement that is right now at the "inching forward" stage—is good.
Not unexpectedly, the Supreme Court recently ruled that an individual participant in a 401(k) defined contribution plan can maintain a breach of fiduciary duty claim under ERISA, even...
The class-action litigation against Enron directors and committee members is a lesson about the need for corporate governance procedures for a company's ERISA plans.
When they faced the "perfect storm" earlier this decade, with equity markets declining at the same time interest rates dropped, many sponsors opted to stick with aggressive equity...