Compliance

Compliance |

Small DC Plans May Need 12b-2 Exemption

August 5, 2010 (PLANSPONSOR.com) – A key issue in coming months is whether the Securities and Exchange Commission (SEC) exempts small defined contribution plans from its proposed rule...
Compliance |

EBSA Unveils Online ERISA Exemption Listing

August 2, 2010 (PLANSPONSOR.com) – The U.S. Department of Labor’s Employee Benefits Security Administration (EBSA) has launched an online index for locating individual exemptions granted under the Employee...