Compliance

Compliance |

State Judges Can Rule on QDRO Cases

July 23, 2010 (PLANSPONSOR.com) – A federal appellate court has ruled that state courts can decide whether domestic relations orders (DRO) meet the requirements for being considered qualified...
Compliance |

SEC Shakes Up Things for Advisers

July 22, 2010 (PLANSPONSOR.com) – The Securities and Exchange Commission (SEC) has proposed two significant changes that may impact adviser/plan sponsor relationships.