Compliance

Compliance |

SEC Votes for SOX Extension for Small Companies

September 21, 2005 (PLANSPONSOR.com) - The Securities and Exchange Commission (SEC) voted unanimously to give small businesses another year-long extension to comply with the 2002 Sarbanes-Oxley internal controls...
Compliance |

ESOP Trustee Secretly Takes Over Company

September 19, 2005 (PLANSPONSOR.com) - The US District Court for the Western District of Tennessee found that an Employee Stock Ownership Plan (ESOP) trustee breached his fiduciary duties...
Compliance |

Feds Offer HIPAA Guidance after Katrina

September 16, 2005 (PLANSPONSOR.com) - The US Department of Health and Human Services (HHS) has released two guidance documents on how it will handle the Health Insurance Portability...
Compliance |

Posthumous QDRO Found to Still be Valid

September 15, 2005 (PLANSPONSOR.com) - A West Virginia federal judge has awarded a dead participant's ex-wife benefits even though the couple's qualified domestic relations order (QDRO) was not...
Compliance |

Katrina Aftermath Includes 409A Guidance

September 15, 2005 (PLANSPONSOR.com) - Hurricane Katrina has caused a delay in the issuance of the second round of guidance under Section 409A of the Internal Revenue Code,...
Compliance |

DoL Helps Hurricane Katrina Victims

September 15, 2005 (PLANSPONSOR.com) - The Department of Labor's Employee Benefits Security Administration (EBSA) and the IRS have issued guidance on helping Hurricane Katrina victims obtain distributions and...