Compliance

A retirement plan provider that championed cryptocurrency for 401(k) plans has brought a lawsuit against the Department of Labor for dismissing cryptocurrency as a reasonable investment for retirement...

More than $150,000 ordered paid to a Maryland company's retirement plan; company and owner barred from any future ERISA fiduciary roles.

An IRS bulletin for preapproved plan sponsors warns of consequences for missing the restated adoption agreement deadline.

The new depletion date of the Old-Age and Survivors Insurance and Disability Trust Funds is 2035, when 80% of benefits will be payable.

The claims put forward in the lawsuit closely resemble those in other cases filed by plaintiffs represented by the law firm Capozzi Adler.

Murray and Barr bill would address retirement and emergency savings.

The named defendants in the suit are the DENSO International America company alongside its board of directors and various committees and professionals involved in operating the company’s 401(k)...

The changes to Form 5500 for defined contribution and defined benefit plans are modest.

One proposal put forward Wednesday by the Securities and Exchange Commission would restrict the way investment managers use ESG nomenclature in fund names, while another would require certain...

The largest U.S. business lobbyist opposes bill banning discretionary clauses.

First ‘greenwashing’ case hints at more enforcement to come.

Fiduciary breach claims are likely to spike—and win—if the two-pronged legislation is passed.

Following an SEC settlement, most of the U.S. business of Allianz Global Investors will transfer to Voya Investment Management.

The allegations in the case are filed on behalf of the same plaintiffs who have already sued their employer, Molina Healthcare, for alleged fiduciary breaches in the delivery...

In their motions to dismiss the case, the plan fiduciaries unsuccessfully argued that the plaintiffs invested in only some of the funds cited, and that they lacked standing...

The agency is still considering whether to make permanent relief from the requirement for certain elections to be witnessed in person by a plan representative or notary public.

The plaintiffs alleged John Hancock breached the Employee Retirement Income Security Act fiduciary duty of loyalty by receiving and retaining foreign tax credits generated by certain international investment...

The national auto parts distributor faces allegations that it failed to prudently and loyally operate its defined contribution retirement plan.

The appellate court has sided with a lower court’s determination that individual arbitration agreements signed by plaintiffs should not prevent claims made on behalf of the plan as...

The plaintiff suggests an actuarial and administrative services firm did not take sufficient care to protect certain clients’ personally identifiable information.