Steps can be taken to prevent a lawsuit, establish defenses if a lawsuit arises and buy fiduciary protection.
Tag: 403(b) plans
The SEC says Envoy Securities received at least $24,893.26 in 12b-1 fees in connection with investments in higher-fee share classes.
“I read with great interest your recent Ask the Experts column about one-time irrevocable elections for 403(b) plans.
In a new publication, the IRS lists rules for 403(b) compliance and resources from the agency to help plan sponsors.
However, one claim for which the motion to dismiss was granted by a federal judge was that the plan offered...
March 7, 2014 (PLANSPONSOR.com) - Recent court cases are not the first efforts to try to protect retirement assets for...