Trade Groups Push for Overhaul of Consolidated Audit Trail
SIFMA urged the SEC to take direct control of and fully fund the CAT, while the ASA sought protection for...
Tag: ASA
American Securities Association Wants DOL Employees Recused From Work on Fiduciary Proposal
The ASA requested that Congress identify and consider removing from the project certain DOL staff involved with the proposal.
ASA Calls Fiduciary Proposal Unlawful, Anticipates Litigation
Group questions authority of Acting Labor Secretary Julie Su to approve any final rulemaking.