Tag: Conflict of Interest Standards

Compliance June 18th, 2018

Non-ERISA 403(b)s Could Be Affected by SEC Conflict of Interest Proposal

The Wagner Law Group says non-ERISA 403(b) plans may satisfy the definition of “retail customer” in the Securities and Exchange Commission’s (SEC)’s Regulation: Best Interest section of its proposal.

THOUGHT LEADERSHIP
SPOTLIGHT MORE

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Financial ownership: Helping participants move from engagement to actions

Catherine Golladay, President Schwab Retirement Plan Services keynote from the PLANSPONSOR National Conference

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Checklist for Financial Wellness

An excerpt from Una Morabito's Keynote lecture at the PLANSPONSOR National Conference 2019

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Keys to our target date success - Capital Group & American Funds

Apu Sikri & Ralph Haberli

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Income for the Retirement Years

An Interview with Rick Fulford EVP Head of U.S. Retirement at PIMCO

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Bonds are Different – Active versus Passive Management

An Interview with Rick Fulford EVP Head of U.S. Retirement at PIMCO

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Women & Investing

An Interview with Rick Fulford EVP Head of U.S. Retirement at PIMCO

MARKET MIRROR

Tuesday, the Dow was up 33.98 points (0.13%) at 27,110.80, the NASDAQ gained 32.47 points (0.40%) to finish at 8,186.02, and the S&P 500 closed 7.73 points (0.26%) higher at 3,005.69. The Russell 2000 lost 6.31 points (0.40%) to finish at 1,578.29, and the Wilshire 5000 increased 62.64 points (0.20%) to 30,780.56.

The price of the 10-year Treasury note was up 3/32, decreasing its yield to 1.811%. The price of the 30-year Treasury bond increased 32/32, bringing its yield down to 2.273%.

Industry White Papers

The Making of a Glide Path Understanding the Impact of Design Decisions on Retirement Outcomes
Are employees relying on employers to solve financial problems? Employees who are financially stressed and working out of economic necessity can negatively impact workplace productivity.
Hooker & Holcombe 2019 Municipal Pension & OPEB Report Puzzled by how your pension & OPEB plans stack up against other municipal plans?
How a Custodian Started Up a Fintech Solution for CIOs Asset allocators struggle to harness portfolio data in a way that efficiently and effectively supports their investment process. Comprehensive, high-quality, nimble and accessible data: that’s the objective. Most asset owners find themselves at an inflection point with their infrastructure, and need to modernize quickly.
2019 PIMCO Defined Contribution Consulting Study Providing retirement income potential, evaluating TDFs and plan costs, and simplifying investment menus are key.

Tag: Conflict of Interest Standards

Non-ERISA 403(b)s Could Be Affected by SEC Conflict of Interest Proposal

Proposed Financial Transactions Tax Would Hurt Retirement, Education Savers

Retirement Industry People Moves

Study Suggests Reasons Most Physical Wellness Programs Don’t Work

Health Benefit Plan Sponsors Focusing on High-Cost Claims

Ruling in ERISA Case Lets Adviser Partly off the Hook