Compliance | September 14th, 2023 Lawmakers From Both Parties Call on SEC to Withdraw Swing Pricing Rule Opponents say the proposed regulation on mutual funds would create a two-tiered system that disadvantages retail and retirement investors.
Compliance | May 26th, 2023 Swing Pricing Protects Investors From Dilution, Gensler Says SEC Chairman Gary Gensler offered a spirited defense of the swing pricing proposal in a conversation with ICI’s Eric Pan.
Compliance | March 28th, 2023 Congress, SEC Plan Separate Expansions of Electronic Disclosures Bipartisan legislation and an SEC proposal would make electronic disclosures under securities laws much more commonplace.
Compliance | March 6th, 2023 Gensler Defends SEC’s Climate Disclosure Rules at CII Conference The SEC chair explained that more market actors are using climate and greenhouse gas information in investment decision making, and...