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Tag: GICs

Compliance
Compliance | October 7th, 2020

Supreme Court Refuses to Hear Lawsuit Over Prohibited Transactions Related to a GIC

Whether Principal acts as a fiduciary when setting the crediting rate for its GIC goes back to a federal district...
Compliance
Compliance | February 5th, 2020

Principal Back on the Hook for GIC Challenge

A federal district court’s decision that Principal is not a fiduciary when it sets the crediting rate for a GIC...

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