Compliance | February 23rd, 2007 Enron Investors' Suit Against Merrill and Credit Suisse to Move Forward February 23, 2007 (PLANSPONSOR.com) - A U.S. District Court ruled that a lawsuit filed by Enron Corp. investors against Merrill...
Compliance | February 2nd, 2007 Southwest's Fiduciary Breach Case Against Brinson Goes Forward February 2, 2007 (PLANSPONSOR.com) - U.S. District Judge Sidney Fitzwater of the U.S. District Court for the Northern District of...
Compliance | December 27th, 2006 Federal Judges Bless $2.45B Nortel Settlement December 27, 2006 (PLANSPONSOR.com) - Two federal judges have approved an estimated $2.45 billion securities fraud settlement between Nortel Networks...
Benefits | December 21st, 2006 USW Retirees Seek to Enforce Medical Benefit Promise December 21, 2006 (PLANSPONSOR.com) - United Steelworkers (USW) retirees and their union have filed a class action lawsuit against Continental...
Compliance | December 4th, 2006 NASD Fines Jefferies $5.5M for 'Improper Gifts' to Fidelity Traders December 4, 2006 (PLANSPONSOR.com) - The NASD announced Monday it has slapped Jefferies & Company with a $5.5-million fine for...
Compliance | November 17th, 2006 Employee Fired for Plan Inquiry Awarded Damages November 17, 2006 (PLANSPONSOR.com) - The US District Court for the District of Minnesota has awarded damages and attorney's fees...
Compliance | November 8th, 2006 Company Fined for Failure to Provide Plan Documents November 8, 2006 (PLANSPONSOR.com) - The US District Court for the Eastern District of Michigan has ruled that a plan...
Compliance | October 31st, 2006 Delphi Hit with Financial Fraud Charges October 31, 2006 (PLANSPONSOR.com) - The Securities and Exchange Commission (SEC) has charged auto parts supplier Delphi Corporation and 13...
Compliance | October 25th, 2006 Employee Carpal Tunnel Claim is not Time-Barred October 25, 2006 (PLANSPONSOR.com) - The Illinois Supreme Court has reversed a lower court decision that an employee's claim for...
Compliance | October 4th, 2006 NYSE Leave of Absence Policy not Discriminatory October 3, 2006 (PLANSPONSOR.com) - The US District Court for the Southern District of New York has ruled the New...
Compliance | September 29th, 2006 District Court Gives Nod to $445M HealthSouth Settlement September 29, 2006 (PLANSPONSOR.com) - The US District Court for the Northern District of Alabama approved the $445 million settlement...
Compliance | September 28th, 2006 SEC Gives Final Passage to 22c-2 Changes September 28, 2006 (PLANSPONSOR.com) - Federal regulators this week gave final approval to the much anticipated redemption fee rule amendments...
Compliance | September 25th, 2006 Health Plan Beneficiary Denied Compensation of Attorneys' Fees September 25, 2006 (PLANSPONSOR.com) - The US District Court for the Southern District of West Virginia ruled that a plan...
Compliance | September 25th, 2006 IL Court Allows Suit Against Bowater September 25, 2006 (PLANSPONSOR.com) - The US District Court for the Northern District of Illinois has allowed Frank Crosby to...
Compliance | September 22nd, 2006 Court Considers Questionable Term Date in COBRA Violation Case September 22, 2006 (PLANSPONSOR.com) - The US District Court for the Eastern District of Pennsylvania said an employer may have...
Benefits | September 18th, 2006 Suit Claims Plan Administrator Stole $7M of Retirement Assets September 18, 2006 (PLANSPONSOR.com) - The CEO of a Tennessee corporate benefits administrator has been accused of stealing $7 million...
Compliance | September 15th, 2006 Securities America and Broker Charged in Fraud Exxon Retirees September 15, 2006 (PLANSPONSOR.com) - NASD has announced that it has fined Securities America, Inc. of Omaha, Nebraska, $2.5 million...
Compliance | September 12th, 2006 Ex-Wife of Business Owner Only Entitled to COBRA After Termination September 12, 2006 (PLANSPONSOR.com) - The US District Court for the Eastern District of Louisiana has determined that the qualifying...
Compliance | September 7th, 2006 NC Court Rules Against Governor on Pension Plan Case September 7, 2006 (PLANSPONSOR.com) - A North Carolina Superior Court judge has ruled that Governor Mike Easley and other state...
Compliance | September 7th, 2006 DoL Works out $12M Enron Settlement with Lay Estate September 7, 2006 (PLANSPONSOR.com) - Two months after the death of former Enron chief Kenneth Lay, the government has worked...