Compliance | October 13th, 2021 DOL Proposes New Rule on ESG Investing in Retirement Plans The agency says the proposal seeks to emphasize that climate change and other ESG factors can be financially material and...
Compliance | August 10th, 2021 ESG Regulation Submitted to OMB by DOL The title of the regulation also suggests it will address the related but distinct issue of proxy voting advice and...
Compliance | March 10th, 2021 DOL Holding Off on Enforcing ESG, Proxy Voting Rules Until the publication of further guidance, the department says it will not enforce either final rule or pursue enforcement actions...
Compliance | December 11th, 2020 DOL Announces Final Proxy Voting Rule The DOL says it settled upon the final rule after reviewing approximately 300 written comments and 6,700 form letters from...
Compliance | September 4th, 2020 DOL’s Proposed Proxy Voting Rule Another Attempt to Make Stance Permanent Attorneys say the DOL is showing frustration over the regulatory back and forth on employee benefit plan proxy voting as...
Compliance | August 31st, 2020 DOL Proposes Rule on Employee Benefit Plan Proxy Voting The proposal sets forth ‘permitted practices’ under which the plan fiduciary can adopt certain proxy voting policies and parameters, among...