Compliance | November 5th, 2020 Finding the Right Plan Auditor While implementing a request for proposals (RFP) isn’t necessary for every plan, issuing one can be a crucial step in...
Compliance | February 28th, 2020 Retirement Plan Financial Audit Processes Are Evolving New processes and systems can cut costs for plan sponsors, streamline the work and allow for any discrepancies to be...
Ask the Experts | February 11th, 2020 Tips to Reduce Participant Count to Avoid Financial Audit Requirement Experts from Groom Law Group and Cammack Retirement Group answer questions concerning retirement plan administration and regulations.
Compliance | June 26th, 2019 Engaging With Plan Auditors Can Improve Plan Operations and Governance In testimony to the ERISA Advisory Council, James Haubrock, with the American Institute of Certified Public Accountants (AICPA), explained how...
Compliance | December 3rd, 2018 Changes to ERISA Plan Annual Financial Audits Approved Proposed in April 2017, the Statement on Auditing Standards addresses the auditor’s responsibilities to form an opinion and report on...