Tag: revenue sharing

A recent regulatory order filed by the Securities and Exchange Commission demonstrates some of the ways revenue sharing and disclosure...

Retirement plan fiduciary breach lawsuits question the use of revenue sharing far more commonly than they criticize its absence.

Among other things, the plaintiffs contend that prudent fiduciaries monitor and limit revenue sharing and make sure excessive indirect compensation...

The lawsuit takes particular issue with the use of higher-cost share classes and revenue sharing.

Researchers found revenue-sharing funds are more likely to be added to plan investment menus and are less likely to be...

Yet another piece of ERISA litigation has been filed by the law firm Capozzi Adler, this one following the same...

BTG International and company officials agreed to pay $560,000 to settle charges they allowed the plan’s recordkeeper to receive unreasonable...

Callan’s 2019 Defined Contribution (DC) Trends Survey finds more plan sponsors have conducted fee benchmarking, there’s a shift in who...

Both parties agreed to dismiss the litigation under Federal Rule of Civil Procedure 41(a), and each party will bear its...

The docket reports for two lawsuits filed against the university say counsel for the plaintiffs and counsel for the university...

While the first lawsuit focused on excessive recordkeeping, administrative and investment fees, the new lawsuit focuses specifically on the university’s...

The plan to adopt a fee-leveling approach and rebate revenue sharing to participants comes as many institutions of higher learning...

The bank admitted that because of “a system error,” revenue sharing payments were not credited to the retirement fund, but...

A survey finds a drop in revenue sharing used to pay plan fees, and that half of DC plan sponsors...