Compliance | July 2nd, 2026 Trade Groups Push for Overhaul of Consolidated Audit Trail SIFMA urged the SEC to take direct control of and fully fund the CAT, while the ASA sought protection for...
Compliance | January 7th, 2026 DOL Pledges to Push Back on ‘Regulation by Litigation’ Deputy Secretary Keith Sonderling also promised on Wednesday to deliver a new rule on the inclusion of private assets in...
Compliance | August 14th, 2024 District Court Strikes Down Missouri Anti-ESG Rules, Grants Statewide Injunction A judge in the Western District of Missouri issued a final ruling in favor of a lawsuit filed by the...
Compliance | November 16th, 2017 SIFMA Urges Court to Affirm Decision in Fidelity Stable Value Fund Suit The association argues that plaintiffs’ claims rely on hindsight, ask Fidelity to “follow the herd” and imply Fidelity should not...